Securities Investment PMS – Review, Strategies, Returns, Charges & more

Securities Investment PMS is one of the most dynamic PMS institutions in western India. With more than a decade of delivering quality services, their main asset is the experienced team which is capable of deploying significant strategies.

The client support is decent enough, as well. Now, when it comes to the investment returns, they offer just about industry standard. However, the biggest issue is the overall fees structure, which many believe is overpriced.

Having said so, they are usually very organized and strategic; therefore, they hardly faltered in their decade-long operations.

Find detailed review of Securities Investment Portfolio Management Services here –PMS Offer


Securities Investment PMS – Customer Ratings & Review

Find Client ratings of Securities Investment Portfolio Management Services –

Ratings
Returns Performance 3.1 / 5
Services 2.9 / 5
Charges 2.5 / 5
Experience 3.3 / 5
Strategies 3.2 / 5
Client Support 3.0 / 5
Overall Ratings 3.1 / 5
Star Ratings ★★★★★

Overview of Securities Investment Portfolio Management Services

Find a detailed overview of the Securities Investment portfolio management service in the table given below-

Overview
Company Type Private
Registered Location Mumbai, Maharashtra
Leadership Hema B. Rajashekar
Yr. of Establishment 2008

Securities Investment, to date, is a private limited company that offers Portfolio management services. The company operations started in the year 2008, with Hema B. Rajashekar spearheading the troops.

She is also the founder of the company and her influence in the company was indeed the initial throttle. The company headquarter is located in Mumbai.

Now, we will have a discussion about Securities Investment portfolio management service company review, its PMS returns, PMS charges and more.


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Types of Securities Investment PMS

There are 2 types of Securities Investment Portfolio Management Services –

Types of PMS
Discretionary Yes
Non-Discretionary Yes

Securities Investment is involved in several investment plans that are both Discretionary and Non-Discretionary in nature. Now, we will discuss the services that they are offering in the strategy part later.


Securities Investment PMS Fund Managers Details

The table given below is providing the entire details about the fund manager of Securities Investment PMS company.

Fund Manager’s Details
Name Nikhil Upadhyay
Experience 14 Yrs.
Highest Qualification PGDM
AUM (in Cr.) 380 Cr.
Number of Clients 179
Investment Tenure 3-4yrs

Nikhil Upadhyay is the operating Fund Manager in Securities Investment right now. It is an interesting choice as he has over 14 years of industry experience backed by a PGDM degree as the highest qualification.

To add to that, his AUM is approximately 380 Crores INR, with a client base of roughly 179. The average investment tenure of Mr. Upadhyay is between 3-4 years.


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Securities Investment PMS Strategies

The below table is providing details about the Securities Investment portfolio management service strategies-

Strategies
Large Cap Strategy Yes
Diversified Strategy Yes
Small – Midcap Strategy Yes

When it comes to building investment strategies, Securities Investment deals with all sorts of investment plans. Usually, they make investment plans with small-cap, mid-cap, and large-cap stocks.

However, there are several instances where they don’t shy to build strategies with diversified stocks as well. Here are some of the investment plans they typically deal with.

Deep Value Portfolio:

The main objective of this investment plan is to utilize the surplus funds of the investors.

Typically, the invested amount doesn’t exceed ₹1,00,00,000, and therefore, the Securities Investment intervenes in all the decisions in this investment plan, which is, we can say Discretionary investment plan as the Fund Manager makes all the decisions.

They usually adopt the bottom-up approach and purchase stocks at a discounted rate. The benchmark of this strategy is S&N CNX 500.

Non-Discretionary Portfolio:

There are several non-discretionary investments plan that Securities Investment deployed over the years. The minimum invested amount, however, must exceed ₹1,00,00,000.

The Fund Manager or the Portfolio Manager has some significant role to play in managing the portfolio. Yet, every major decision has to be approved by the investor.


Securities Investment PMS Returns / Performance

The below table is giving details about Securities Investment PMS returns and performance-

Returns (CAGR)
3 Year 8.8%
5 Year 7.9%
7 Year 8.6%
10 Year 7.5%
11 Year Plus 11.3%

Securities Investment has its own set of unique investment return rate. For a 3-year investment plan, they offer 8.8%, which is comparatively low; however, the real shocker for the investors is for the 5-year investment plan – just 7.9%, which is way below the industry standard.

For the 7-year investment plan, they offer 8.6%, which is again below par. The misery continues as for the 10-year investment plan; they offer just 7.5%.

Now, here is another shocker; if the investors are interested in an investment plan above 11 years, then Securities Investment is offering 11.3%, which is considerably higher than other PMS institutions.


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Securities Investment PMS Investment Plans

Below the given table is providing details about the Securities Investment portfolio management service investment plans.

Investment Plans
Bronze (25L – 50L) Yes
Silver (50L – 1 Cr.) Yes
Gold (1 Cr. – 5 Cr.) Yes
Platinum (5 Cr. Plus) Yes

Securities Investment is offering four investment plans. First on the list is the Bronze investment plan where the invested amount varies between ₹25,00,000 to ₹50,00,000.

This is their starter investment plan. Second on the list is their most popular investment plan – the Silver investment plan, where the invested amount varies between ₹50,00,000 to ₹1,00,00,000.

Third in the list is the Gold investment plan, where the invested amount resides between ₹1,00,00,000 to ₹5,00,00,000.

The fourth and final plan on the list is the Platinum investment plan, where the invested amount must be more than ₹5,00,00,000.


Securities Investment PMS Fee Structure or Commission Slabs

Find the details about the types of commission models or fees structure offered by Securities Investment PMS house are as follows-

Commission / Fees Structure
Prepaid Commission Yes
Volume% Commission Yes
Profit Sharing% Commission Yes

Securities Investment offer all three major commission models; so that, the investors can choose as they feel comfortable. Here they are:


Securities Investment PMS Prepaid Commission

Prepaid Commission (Yearly)
Investment – 25L – 50L 1.29% of Investment
Investment  – 50L – 1 Cr. 1.19% of Investment
Investment – 1 Cr. – 5 Cr. 0.99% of Investment
Investment – 5 Cr. Plus 0.79% of Investment

Those who are unaware of this commission model; it is a payment model where the investor pays the commission fee before the initiation of the investment tenure.

Some investors believe, in this way, they will ultimately pay less amount. Securities Investment, however, deployed some financial slabs to charge the commission fees.

The first slab on that list is if the invested amount varies between ₹25,00,000 to ₹50,00,000, then they charge 1.29% per annum.

The second slab on that list is if the financed amount varies between ₹50,00,000 to ₹1,00,00,000, then they charge 1.19% per annum.

The third slab tallies the invested amount ranging from ₹1,00,00,000 to ₹5,00,00,000, where the investors need to pay 0.99% per annum.

The fourth and final slab applies when the invested amount crosses ₹5,00,00,000. In that case, investors need to pay 0.79% per annum.


Securities Investment PMS Volume% Commission

Volume% Commission (Yearly)
Transaction Volume – 25L – 50L 0.117% of Total Transaction Volume
Transaction Volume – 50L – 1 Cr. 0.110% of Total Transaction Volume
Transaction Volume – 1 Cr. – 5 Cr. 0.102% of Total Transaction Volume
Transaction Volume – 5 Cr. Plus 0.090% of Total Transaction Volume

Just like the previous model, some may not be aware of this commission model as well. Volume% Commission calculates all the successful transactions that the Fund Manager completed along with the market volatility to determine the rate of commission which the investors need to pay.

Just like the previous model, Securities Investment prepared four financial slabs to determine the exact commission fees. The first slab is applicable if the invested amount varies between ₹25,00,000 to ₹50,00,000; then the investors need to pay 0.117% per annum.

The second slab is suitable if the financed amount varies between ₹50,00,000 to ₹1,00,00,000; then the investors need to pay 0.110% per annum.

The same sort of deal carries on for the third slab too; for ₹1,00,00,000 to ₹5,00,00,000, they charge 0.102% per annum. For the final slab, if the invested amount exceeds ₹5,00,00,000, they charge 0.090% per annum.


Securities Investment PMS Profit Sharing% Commission

The table given below is showing details about profit sharing% commission model-

Profit Sharing% Commission (Yearly)
Profit Amount – 2.5L – 5L 23.0% of Profit
Profit Amount – 5L – 10L 21.5% of Profit
Profit Amount – 10L – 50L 19.5% of Profit
Profit Amount – 50L Plus 17.0% of Profit

For those who are unaware of this model; the commission fees will only be applicable when the investors earn some profit. Many investors consider the Profit Sharing% Commission model as the most convenient payment model.

Securities Investment tactfully deployed four financial slabs again to charge the exact fees. The first slab is applicable if the investor earns a profit between ₹2,50,000 to ₹5,00,000; in that case, they will charge 23.0% per annum.

The second slab is similar where if the profit margin revolves between ₹5,00,000 to ₹10,00,000, they will charge 21.5% per annum.

For the third slab, the profit margin should be between ₹10,00,000 to ₹50,00,000, where they charge 19.5% per annum.

Now, for the fourth and final slab, the annual profit margin should exceed ₹50,00,000. In that scenario, the investors have to pay 17.0% per annum.


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Securities Investment PMS Charges

The below-given table is giving information about Securities Investment Portfolio Management Service Charges-

Charges
Management Fees As per commission model
Upfront Fees 0.68% – 0.93% of Asset Value
Brokerage Charges 0.004% – 0.013% of Total Transaction Value
Custodian Charges 0.18% – 0.36% of Asset Value
Depository Charges 0.18% – 0.29% of Asset Value
Exit Load – within 12 months 0.80% – 1.10% of Withdrawal Value
Exit Load – post 12 months Free

Here is a list of the complete fees structure of Securities Investment:

  • The management fees are calculated by either one of the three commission models – Prepaid Commission, Volume% Commission, and Profit Sharing% Commission.
  • The upfront fees vary between 0.68% – 0.93% of the total asset value.
  • The Brokerage Charges vary between 0.004% – 0.013% of the total transaction value.
  • The Custodian Charges vary between 0.18% – 0.36% of the total asset value.
  • The Depository Charges vary between 0.18% – 0.29% of the total asset value.
  • The Exit Load for the first 12 months varies between 0.80% – 1.10% of the total withdrawal value.
  • The Exit Load after 12 months is free.

Securities Investment PMS Benefits

Find the details about Securities Investment PMS advantages in the table given below-

Benefits / Advantages
Top-up Facility Yes
Back office Reports Yes
Email Update Yes
SMS Update Yes
Watsapp Update No
Portfolio View Yes
Detailed View Yes
Flexible Commission Model Yes
Flexible Investment Plans Yes
Massive Experience Yes

Here is the list of all the features and benefits that Securities Investment have deployed.

  • They provide Top-up Facility.
  • They provide Back-office Reports.
  • The company provide Email Updates.
  • They provide SMS Updates.
  • The company provide Portfolio Views.
  • They provide Detailed Views.
  • The company provide Flexible Commission Models.
  • They provide Flexible Investment Plans.

Securities Investment PMS Customer Care

The table given below is showing a detailed view of Securities Investment PMS Customer Care.

Customer Care
Call Support Yes
Email Support Yes
Chat Support No
Watsapp Support No
Relationship Manager Support Yes
Call to Fund Manager Yes – 6 Times a month
Issue Resolving TAT 17 working days

The elite customer care support of Securities Investment is renowned for the emergency call and email support for jet-speed problem escalation. However, they lack dedicated chat support and whatsapp support.

They offer services via a dedicated Relationship Manager, who takes a maximum of 17 working days to resolve an issue. Meanwhile, the investors can call the Fund Manager up to six times in a month.


Securities Investment PMS Conclusion

So, this is the complete review of the services and pricing structure of Securities Investment. They are in this business for more than 11 years now.

Yes, there are some concerns in their pricing structure and the investment returns, but overall, their experience and strategies compensate everything they lack.


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